Insider Dealing

Insider Dealing: Law and Practice, second edition, provides a thorough, practical and straightforward guide to this complex area of law, covering both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing. 1 Introduction to Insider Dealing; 2 Trading on the Financial Markets - Essential Principles for Insider Dealing Cases; 3 A History of Insider Dealing Legislation in the UK; 4 The European Insider Dealing Directive - The Foundation Stone of Part V CJA; 5 Part V of the Criminal Justice Act 1993: The Criminal Offences (s 52 CJA); 6 Inside Information (s 56 CJA); 7 Insiders (s 57 CJA); 8 Securities and Regulated Markets; 9 Dealing; 10 Territorial Scope (s 62 CJA); 11 Statutory Defences; 12 Prosecution of Insider Dealing Offences; 13 Penalties and Sentencing; 14 Insider Dealing - The Civil Market Abuse Regime - The Market Abuse Regulation; 15 The Civil Offences; 16 Articles 14 and 8 of MAR - Insider Dealing (The 'Primary Offence'); 17 Section 118(3) FSMA; Behaviour - Improper Disclosure; 18 Article 8(2) of MAR - 'Secondary Offences' - 'Recommending or Inducing'; 19 Market Abuse - Exemptions; 20 Sanctions for Market Abuse; 21 Market Abuse Proceedings - Article 6 ECHR and the Burden and Standard of Proof; 22 Detection and Referral to Enforcement; 23 The Enforcement Investigation; 24 Criminal Proceedings; 25 The Enforcement Process - Market Abuse Proceedings; 26 The Future; Appendices; 1 Glossary of Terms Commonly Encountered in Insider Dealing Cases; 2 Legislation; 3 Financial Services and Markets Act 2000 Part VIII (as amended)

An aparitie	30-01-20
Autor	Clarke QC, Sarah
Dimensiuni	246x171 mm
Editura	Oxford
Format	Hardback
ISBN	9780198826439
Limba	Engleza
Nr pag	528